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Shipping Bill — Export Documentation and Process

Meaning and types of a Shipping Bill, how exports are declared on ICEGATE, the LEG/LEO process, and how a Shipping Bill doubles as a refund and scheme claim document under the...

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August 26, 2026
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Last updated: September 2026Verified against: Government sources

Overview

Just as a Bill of Entry is the master document for imports, the Shipping Bill is the master document for exports. No goods can be exported by sea or air until the exporter presents a Shipping Bill; for exports by land the equivalent is a Bill of Export. Filing is electronic on ICEGATE and processed through ICES. Beyond clearance, the Shipping Bill carries the scheme reward information (RoDTEP, drawback, Advance Authorisation, EPCG) that later drives credit scrolls and refunds.

Legal Basis

The core provision is Section 50 of the Customs Act 1962, which requires presentation of a Shipping Bill for export. The exporter self-assesses under Section 17, and the proper officer permits clearance and loading through the Let Export Order under Section 51. The Shipping Bill (Electronic Integrated Declaration and Paperless Processing) Regulations 2019 prescribe the electronic form. Export scheme entitlements are anchored in the Foreign Trade Policy 2023 administered by the DGFT.

Types of Shipping Bill

TypeWhen used
Free Shipping BillNo export duty and no drawback/scheme claim
Dutiable Shipping BillWhere export duty is payable (e.g., certain ores)
Drawback Shipping BillClaiming duty drawback on inputs
Scheme Shipping BillAdvance Authorisation, EPCG, DFIA exports

In the paperless system these distinctions are captured through scheme codes and declarations rather than the older colour-coded paper forms.

Step-by-Step Process

  1. IEC & AD Code registration: The exporter registers its IEC and bank AD Code at the port of export.
  2. Filing: The Shipping Bill is filed on ICEGATE with invoice, packing list, and (where relevant) scheme and RoDTEP declarations; documents are uploaded via eSANCHIT.
  3. Self-assessment & RMS: The bill is self-assessed; the Risk Management System decides facilitation or examination.
  4. Goods registration & examination: Goods are carted into the port; the shed officer examines as required.
  5. Let Export Order (Sec 51): The LEO is issued electronically permitting loading.
  6. EGM filing: After sailing/departure the carrier files the Export General Manifest, completing proof of export.

Documents & Forms

DocumentPurpose
Commercial invoice & packing listValue, quantity, description
IEC & AD CodeExporter identity and banking channel
LUT / IGST payment proofGST treatment of the export
Scheme authorisationAdvance Authorisation / EPCG licence details
Certificate of OriginFor preferential access at destination

Refunds & Benefit Flow — Example

An exporter ships goods worth ₹20,00,000 on payment of IGST at 18% (₹3,60,000) under the "with payment of tax" route. Once the Shipping Bill is filed with the correct declaration and the EGM is filed and matched, and the GSTR-1 (Table 6A) and GSTR-3B data reconcile, ICEGATE auto-credits the ₹3,60,000 IGST refund to the exporter's bank account — no separate refund application is needed. Separately, a RoDTEP scroll is generated as a transferable e-credit in the exporter's ledger.

Common Pitfalls

  • Not ticking the RoDTEP/drawback declaration on the Shipping Bill — the benefit is lost and cannot be added later.
  • Mismatch between GSTR-1 and GSTR-3B values stalling the IGST refund.
  • AD Code not registered at the port, blocking bank credit of refunds/scrolls.
  • EGM errors (SB-EGM mismatch) that must be resolved before refunds release.

Related Guides

Quick recapKey facts & short answers

Key Facts About Shipping Bill

  • Applies in: All states across India, under the relevant central law.
  • Mode: Mostly online via the official government portal.
  • Typical timeline: Ranges from a few days to a few weeks depending on the case.
  • Non-compliance: May attract penalties, interest or late fees.
  • Expert help: TaxClue completes the entire process end to end for you.

What is a Shipping Bill?

A Shipping Bill is the primary export declaration filed under Section 50 of the Customs Act 1962. It is required before goods can be loaded for export and serves as proof of export for IGST refund, drawback and scheme benefits.

What are the types of Shipping Bill?

Free (no export duty, no drawback), Dutiable (export duty payable), Drawback, and scheme shipping bills such as Advance Authorisation, EPCG or DFIA. In the electronic system these are indicated by scheme codes rather than colour-coded forms.

Shipping Bill: a key compliance topic in Indian tax and corporate law that businesses and individuals must understand to remain compliant.

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Disclaimer: This article is for general informational purposes only and does not constitute professional tax, legal or financial advice. Laws, rates and due dates change and can vary by individual case — always verify with the relevant government source (e.g. mca.gov.in, incometax.gov.in) or consult a qualified professional before acting. TaxClue accepts no liability for decisions taken based on this content.

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Questions, answered

Short, direct answers to the 6 questions readers ask most on this topic.

A Shipping Bill is the primary export declaration filed under Section 50 of the Customs Act 1962. It is required before goods can be loaded for export and serves as proof of export for IGST refund, drawback and scheme benefits.

Free (no export duty, no drawback), Dutiable (export duty payable), Drawback, and scheme shipping bills such as Advance Authorisation, EPCG or DFIA. In the electronic system these are indicated by scheme codes rather than colour-coded forms.

"Let Export Order" is the electronic order under Section 51 by the proper officer permitting the goods to be loaded on the vessel/aircraft after examination and verification are complete.

Yes. For exports under LUT with IGST paid, the Shipping Bill and EGM together are treated as the refund application; the refund is auto-processed by ICEGATE once GSTR-1 and GSTR-3B data match.

The Export General Manifest is filed by the carrier after the goods leave, confirming actual export. IGST refunds and scheme benefits are released only after the EGM is filed and matched with the Shipping Bill.

Yes, amendments are permitted under Section 149 of the Customs Act 1962, subject to the proper officer being satisfied on the basis of documentary evidence existing at the time of export.