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Regulation 3.1 of the Food Safety and Standards (Food Products Standards and Food Additives) Regulations, 2011: the general conditions for using food additives, the justification test, GMP, carry-over and the link to Appendix A

A food additive may be used only where it is recognised in these Regulations, has an Acceptable Daily Intake or has been found safe on other criteria, and its use is...

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Last updated: October 2026Verified against: Government sources

Chapter 3 of the Regulations deals with substances added to food. Its first part, regulation 3.1, is a single sub-regulation, 3.1.1, that applies to every additive: what counts as a food additive, when its use is justified, how Good Manufacturing Practice limits it, what purity it must meet, and when an additive may be present through carry-over. The tables in Appendix A and the specifications in the rest of Chapter 3 build on these rules. Food manufacturers and product developers can start with food product approval to check a formulation before launch.

This article reads the text as amended up to 21 October 2024 (FSSAI chapter compendium consolidated to amendment 83; the amendment of 10 July 2025 does not change regulation 3.1). Later notifications should be checked on fssai.gov.in. A compendium is a reference consolidation; the Gazette text prevails.

What 3.1.1 contains

Sub-regulation 3.1.1 has ten clauses.

ClauseSubject
(1)additives included in these Regulations
(2)foods in which additives may be used
(3)foods in which additives may not be used
(4)the definition of "food additive"
(5)Acceptable Daily Intake (ADI)
(6)Maximum Use Level
(7)justification for the use of additives
(8)Good Manufacturing Practice (GMP)
(9)specifications for identity and purity
(10)carry-over of additives into foods

Clauses (1) to (3): recognised additives and the food categories

The additives listed in the Regulations are recognised as suitable for use in foods if they conform with the provisions, have been assigned an Acceptable Daily Intake (ADI) or determined on the basis of other criteria to be safe, and their use is considered technologically justified. Clause (2) sets the conditions under which additives may be used in foods. Clause (3) says that food categories or individual food items in which additive use is not allowed, or should be restricted, are defined by the Regulations. Those categories are set out in Appendix A; see our articles on Appendix A, the food category system and on the additive use tables.

Clause (4): the definition

A food additive is any substance not normally consumed as a food by itself and not normally used as a typical ingredient of the food, whether or not it has nutritive value, the intentional addition of which to food for a technological (including organoleptic) purpose in manufacture, processing, preparation, treatment, packing, packaging, transport or holding results, or may reasonably be expected to result, in it or its by-products becoming a component of the food or otherwise affecting its characteristics. The definition does not include contaminants or substances added to food for maintaining or improving nutritional qualities. Our post on section 19 of the FSS Act covers the Act's treatment of additives and processing aids.

Clauses (5) and (6): ADI and maximum use level

The ADI is the amount, on a body weight basis, that can be ingested daily over a lifetime without appreciable health risk. An additive meeting this criterion is used within the bounds of GMP. The maximum use level is the highest concentration determined to be functionally effective in a food or category and agreed to be safe, generally expressed as mg/kg of food. The clause says it does not usually correspond to the optimum, recommended or typical level, which varies with the intended technical effect and the food. As amended, unless otherwise specified, the maximum use levels in the tables are set on the final product as consumed.

Clause (7): the justification test

The use of food additives is justified only when it has an advantage, does not present an appreciable health risk, does not mislead the consumer, serves one or more technological functions, and the objectives cannot be achieved by other economically and technologically practicable means. The needs are:

  1. (a) to preserve nutritional quality (an intentional reduction in nutritional quality is justified only in the circumstances the clause describes);
  2. (b) to provide necessary ingredients for foods made for groups with special dietary needs;
  3. (c) to enhance keeping quality or stability, or improve organoleptic properties, provided the nature, substance or quality of the food is not changed so as to deceive the consumer;
  4. (d) to aid manufacture, processing, preparation, treatment, packing, transport or storage, provided the additive is not used to disguise faulty raw materials or unhygienic practices.

Clauses (8) and (9): GMP and purity

All additives must be used under GMP, which means that the quantity added is limited to the lowest possible level necessary to achieve the desired effect; the quantity that becomes part of the food through use in manufacturing, processing or packaging, without intended effect in the food itself, is reduced as far as reasonably possible; and the additive is of appropriate food grade quality and is prepared and handled like a food ingredient. Under clause (9), additives must be of appropriate food grade quality and conform at all times to the applicable specifications of identity and purity, as a whole and not merely with individual criteria, and through production, storage, transport and handling under GMP. The specifications are in the later parts of Chapter 3, such as our articles on food colours and on preservatives, antioxidants and thickeners.

Clause (10): carry-over

An additive may be present in a food through carry-over from a raw material or ingredient, rather than direct addition, if:

  • the additive is acceptable for use in the raw material or ingredient under these Regulations;
  • the amount in the raw material or ingredient does not exceed the maximum use level specified; and
  • the food does not contain the additive in a quantity greater than would be introduced by using the ingredients under proper technological conditions or manufacturing practice.

An additive may also be used in a raw material or ingredient not directly authorised for it, if that raw material or ingredient is used exclusively in preparing a food that conforms with the Regulations, including any maximum level. Carry-over is not permissible for infant formulae, follow-up formulae and formulae for special medical purposes for infants, or complementary foods for infants and young children, unless a food additive provision in the specified category is mentioned in these Regulations.

A practical example

Spice Route Foods buys a ready-made seasoning blend that contains an anticaking agent and uses it in a savoury snack. Under clause (10) the anticaking agent in the seasoning must be acceptable for use in that raw material, within its maximum use level, and the snack may not carry more than the proper use of the seasoning would introduce. If the same blend were used in an infant complementary food, carry-over would not be permissible unless the category's additive provision allows it. The overview of additives and processing aids gives the wider picture.

Need help with additive compliance?

Our team can check a recipe against the justification test, the Appendix A category and the carry-over rules before a label is printed. Start with food product approval. The next article in this series covers the purity standards for food colours.

Key takeaways

  • A food additive must be recognised, safe on ADI or other criteria, and technologically justified.
  • Use is limited to the lowest possible level under GMP, with food grade quality and conforming specifications.
  • The justification test bars using additives to disguise faulty raw materials or unhygienic practices.
  • Carry-over is allowed on three conditions and is not allowed for infant formulae or complementary foods unless the category says so.
  • Table maximum use levels are set on the final product as consumed, unless otherwise specified.

Read next

Disclaimer: Based on the Food Safety and Standards (Food Products Standards and Food Additives) Regulations, 2011 as consolidated in FSSAI's chapter-wise compendium (to amendment 83 of 21 October 2024) and the First Amendment Regulations, 2025, as consulted on fssai.gov.in on 2-3 October 2026. Later notifications and the Food Safety and Standards Act, 2006 provisions referred to should be checked. This article is general information, not legal advice; check the official text before acting.

Quick recapKey facts & short answers

Key Facts About Food Additives

  • Applies in: All states across India, under the relevant central law.
  • Mode: Mostly online via the official government portal.
  • Typical timeline: Ranges from a few days to a few weeks depending on the case.
  • Non-compliance: May attract penalties, interest or late fees.
  • Expert help: TaxClue completes the entire process end to end for you.

What is a food additive under regulation 3.1?

Any substance not normally consumed as a food by itself or used as a typical ingredient, added for a technological purpose, excluding contaminants and nutrient additions.

What does ADI mean?

Acceptable Daily Intake: the amount, on a body weight basis, that can be ingested daily over a lifetime without appreciable health risk.

What is not written down will be remembered differently by everyone involved.

— TaxClue Compliance Desk

Food Additives: a key compliance topic in Indian tax and corporate law that businesses and individuals must understand to remain compliant.

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Disclaimer: This article is for general informational purposes only and does not constitute professional tax, legal or financial advice. Laws, rates and due dates change and can vary by individual case — always verify with the relevant government source (e.g. mca.gov.in, incometax.gov.in) or consult a qualified professional before acting. TaxClue accepts no liability for decisions taken based on this content.

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Questions, answered

Short, direct answers to the 6 questions readers ask most on this topic.

Any substance not normally consumed as a food by itself or used as a typical ingredient, added for a technological purpose, excluding contaminants and nutrient additions.

Acceptable Daily Intake: the amount, on a body weight basis, that can be ingested daily over a lifetime without appreciable health risk.

No. Justification clause (7)(d) bars using an additive to disguise faulty raw materials or unhygienic practices.

When the additive is acceptable in the ingredient, within its maximum use level, and not above what proper technological use would introduce.

Not unless a food additive provision for that category is mentioned in these Regulations.

In the tables of Appendix A.