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Occupational Safety, Health and Working Conditions (Andhra Pradesh) Rules, 2026: enquiry into penalties, compounding, the Social Security Fund, the miscellaneous rules and the list of Forms

The rules are the Occupational Safety, Health and Working Conditions (Andhra Pradesh) Rules, 2026, as notified by G.O.Rt.No.146 dated 6 August 2026. An employer appeals against an...

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Labour Laws
Published
October 4, 2026
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Oct 7, 2026
Reading time
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Last updated: October 2026Verified against: Government sources

Chapters XV, XVII and XIX of the Occupational Safety, Health and Working Conditions (Andhra Pradesh) Rules, 2026 cover what happens after an alleged offence: the enquiry and penalty, the employer's appeal and the deposit it needs, compounding in Forms XII(C) and XII(D), the State's Social Security Fund, and a set of miscellaneous rules. The rules end with Forms I to XXXI.

If you have received a complaint, a summons or a compounding notice, a legal consultation at an early stage can set the response timetable.

Notification and commencement

The rules are the Occupational Safety, Health and Working Conditions (Andhra Pradesh) Rules, 2026, as notified by G.O.Rt.No.146 dated 6 August 2026. Later amendments and State notifications under these rules should be checked in the State Gazette. Rule 1(3) says they come into force on the date of their final publication in the Official Gazette; the four Labour Codes were brought into force from 21 November 2025. Registration and the fee table are in our first OSH article, and factory plans and licences in our factory article.

Enquiry into offences (rule 139)

The Central rule is rule 177. The Andhra Pradesh text: the Government appoints a gazetted officer by notification to hold an enquiry and impose penalty. On a complaint by an Inspector-cum-Facilitator, the officer, if satisfied on the evidence that an offence has been committed, issues summons fixing a date. If the accused pleads guilty, penalty is imposed in accordance with the Code; if not, the officer summons persons acquainted with the facts, records evidence on oath (documentary and oral) with cross-examination, and decides after hearing the parties. The order records the particulars of the complaint, the parties, the offence with reference to the Code's provisions, the pleadings, a summary of evidence, findings and reasons and the penalty imposed. If the accused or representative fails to appear without sufficient cause on two consecutive dates, the officer may decide ex parte; if the Inspector-cum-Facilitator fails to appear, the complaint may be dismissed. Not more than three adjournments are allowed and hearing by video conferencing may be permitted. The officer may refuse a complaint filed beyond six months from the date of the offence, for reasons recorded in writing.

Appeal (rule 140)

The employer aggrieved by the enquiry officer's order appeals to the Appellate Authority appointed by the State Government, within sixty days from receipt, electronically or otherwise, "along with a fee @ 25% of the penalty imposed, to be deposited in the official account of the Appellate Authority". The Appellate Authority is of the next higher cadre. On admission it sends notice to the enquiry officer, who sends the records online. An appeal may be dismissed for default of appearance and restored on application within thirty days if the appellant shows sufficient cause, subject to costs. The appeal is disposed of within thirty days from receipt.

Compounding (rule 141)

The Central rule is rule 182. The manner of compounding and the compounding officers are notified by the Government. On an application in Form-XII(C) by an accused person, before or after the enquiry or institution of prosecution, the notified officer issues a compounding notice electronically in Form-XII(D). The person noticed applies in Part-III of Form-XII D and deposits "the entire compounding amount by electronic transfer or otherwise, within fifteen days of the receipt of the notice". The Compounding Officer issues a composition certificate in Part-IV within ten days of receipt. If the amount is not deposited in time, prosecution is instituted "after one month from the last date of specified time". Where prosecution is already pending, the officer sends a copy of the order to the court. No prosecution is instituted without giving the employer an opportunity to comply with the provisions, subject to the proviso to section 110(1) and compounding under section 114. The text of the rules prints no compounding amount; the Code's penalty provisions govern the amount.

The Social Security Fund (rule 143)

The Central rule is rule 183. The State Government establishes under section 115(1) a social security fund for the welfare of unorganised workers. It is credited with amounts wholly or partly funded by the Central Government, partly funded by contributions as the Central scheme specifies, funds from any source including corporate social responsibility under the Companies Act, 2013, grants or loans from the Central Government, State budget funding, the amount received from composition of offences under section 114(4) in Form-XII C, penalty under section 115(6), and other notified sources. Welfare schemes are formulated for registered unorganised workers by the Unorganised Social Security Board with the State's prior approval. This is the only point where compounding connects to the Fund; an employer's compounding amount goes into it.

Miscellaneous rules (rules 166 to 175)

RuleSubjectAs printed
166Common licence for factory, industrial premises and construction establishments engaging contract workersSingle licence in Form XVI issued within 45 days
167Appeal against rejectionTo the Commissioner of Labour, with a fee of Rs. 1000/-
168Safety and health surveysBy the Chief Inspector-cum-Facilitator on advance written notice; time spent by workers counts as time worked for wages and overtime
169Contract labour grievance redressalPrincipal employer's committee disposes within thirty days; otherwise forwarded to the Inspector-cum-Facilitator, who resolves within sixty days
170Annual increment for a contractor's regular workerNot less than two percent of wages
171Income sources and hazardous substance quantityAs specified by State order
172 and 173Inquiry into accidents and diseasesAssessors or competent persons; inquiry completed within three months of the order
174Casual leaveFifteen days in a calendar year, not more than five at a time, not combined with other leave, no carry forward
175Repeal and savingsSix sets of State rules repealed; existing registrations and licences deemed granted if details are provided to the registering officer within 6 months

The six repealed sets are the Andhra Pradesh Factories Rules, 1950; the Building and Other Construction Workers Rules, 1999; the Inter-State Migrant Workmen Rules, 1982; the Contract Labour Rules, 1971; the Motor Transport Workers Rules, 1963 and the Beedi and Cigar Workers Rules, 1968. Rule 175(3) saves anything done and pending proceedings under the repealed rules.

The Forms (Forms I to XXXI)

The Forms, by subject, with the rule that calls for each:

SubjectForms
RegistrationI (rule 3(2)), IA (cancellation, rule 3(13)), II (certificate), IIA (cancellation certificate), III (register of establishments)
Notices and healthIV (commencement or cessation, rule 7), V (health examination), VI (accident or dangerous occurrence), VII (periods of work)
Registers and returnsVIII, VIII(A), IX, X, XI, XXII (adolescent workers), XII (annual return), XII(A) (contractor's half-yearly return)
Inspection and offencesXII B (improvement notice), XII(C) (application for composition), XII(D) (compounding notice, Parts I to IV)
Contract labour and licencesXIII (licence application), XIV (undertaking), XV (principal employer certificate), XVI (licence), XVII (transfer on death), XVIII (experience certificate), XIX (audio-visual agreement), XX and XXI (beedi permission and record)
FactoriesXXIII (plans), XXIV (licence application), XXV (licence), XXVIII (change of manager), XXIX (dust extraction test report), XXX (certificate of stability), XXXI (safety officer's report), XXVII (health register)

The text of rule 130 refers to Form XVII (fitness certificate) and Form XVIII (health register), and rule 120 to Form XXVII (health register), while Forms XVII and XVIII as appended are headed the licence transfer application and the experience certificate. Check the Form headed for the purpose and the numbering in the Gazette.

A worked example

Ongole Rice Mills, an invented employer, receives a compounding notice in Form-XII(D) after an inspection. Its manager completes Part-III and deposits the amount within fifteen days. The Compounding Officer issues the certificate in Part-IV within ten days. In a separate matter where an enquiry officer imposed a penalty, the company appeals within sixty days with the fee of 25% of that penalty and attends every hearing, since two consecutive absences allow an ex parte decision.

Common lapses

  • Missing the fifteen-day window on a Form-XII(D) notice and exposing the company to prosecution after one month.
  • Filing an appeal without the 25% fee.
  • Not attending two consecutive hearing dates.
  • Taking casual leave in blocks over five days or carrying it forward.
  • Overlooking that principal employers must run a contract labour grievance committee.

Need help with a notice, a complaint or an appeal?

Time limits in this chapter are short and the deposit is fixed. A short legal consultation on the notice you hold can save the appeal. Our legal consultation team is available for that.

Key takeaways

  • Enquiry by a gazetted officer; ex parte after two consecutive absences; three adjournments at most.
  • Appeal in sixty days with 25% of the penalty; disposed of in thirty days.
  • Compounding: Form XII(C) application, Form XII(D) notice, fifteen days to pay, certificate in ten.
  • Casual leave fifteen days; contractor's worker gets not less than two percent increment.
  • Forms I to XXXI; check numbering overlaps in the Gazette.

Read next

Disclaimer: Based on the State or Union territory rules named above, as notified under the Labour Codes and consulted on 4 October 2026. Later amendments, State notifications, fees and forms should be checked in the State Gazette and on the State labour department website. This article is general information, not legal advice; check the official text before acting.

Quick recapKey facts & short answers

Key Facts About Andhra Pradesh

  • Applies in: All states across India, under the relevant central law.
  • Mode: Mostly online via the official government portal.
  • Typical timeline: Ranges from a few days to a few weeks depending on the case.
  • Non-compliance: May attract penalties, interest or late fees.
  • Expert help: TaxClue completes the entire process end to end for you.

What is the time limit to appeal against an enquiry officer's order?

Sixty days from receipt, with a fee at 25% of the penalty imposed (rule 140(1)).

How long to respond to a compounding notice?

Within fifteen days of receipt, by Part-III of Form-XII D and deposit of the compounding amount (rule 141(3)).

Treat overtime, leave and bonus as calculations, not as favours.

— TaxClue Labour Law Desk

Andhra Pradesh: a key compliance topic in Indian tax and corporate law that businesses and individuals must understand to remain compliant.

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Disclaimer: This article is for general informational purposes only and does not constitute professional tax, legal or financial advice. Laws, rates and due dates change and can vary by individual case — always verify with the relevant government source (e.g. mca.gov.in, incometax.gov.in) or consult a qualified professional before acting. TaxClue accepts no liability for decisions taken based on this content.

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Questions, answered

Short, direct answers to the 6 questions readers ask most on this topic.

Sixty days from receipt, with a fee at 25% of the penalty imposed (rule 140(1)).

Within fifteen days of receipt, by Part-III of Form-XII D and deposit of the compounding amount (rule 141(3)).

Within ten days of receiving the composition amount, in Part-IV (rule 141(4)).

The Social Security Fund receives amounts from composition of offences under section 114(4) in Form-XII C (rule 143(1)(g)).

Fifteen days in a calendar year, not more than five at a time (rule 174).

Six State rule sets, including the Factories Rules, 1950 and the Contract Labour Rules, 1971 (rule 175(1)).