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Rules 9, 10 and 10A of the Companies (Appointment and Qualification of Directors) Rules, 2014: applying for a Director Identification Number in DIR-3, how the DIN is allotted, and intimating it to the company

A person intending to be appointed as a director of an existing company applies electronically in Form DIR-3, with the fee under the Registration Offices and Fees Rules, signed...

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October 3, 2026
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Last updated: October 2026Verified against: Government sources

A Director Identification Number (DIN) is the identity number of every director. Rule 9 explains how a person to be appointed in an existing company applies for one in Form DIR-3, rule 10 explains how the application is processed and the number allotted, and rule 10A deals with intimating the DIN to the company. This article is as amended up to G.S.R. 943(E) dated 31 December 2025 per the MCA e-book. Later amendments should be checked before you rely on it. For help with a DIN, see our DIN allotment service.

Rule 9(1): who applies and how

Every applicant who intends to be appointed as a director of an existing company applies electronically in Form DIR-3 to the Central Government for a DIN, with the fees provided in the Companies (Registration Offices and Fees) Rules, 2014; see our article on fees under those rules. The proviso says that for proposed directors without an approved DIN, the particulars of a maximum of three directors can be mentioned in Form INC-32 (SPICe), and DIN may be allotted to a maximum of three proposed directors through that form. The rule heading was substituted in 2018 and now reads "before appointment in an existing company".

Rule 9(2) and (3): the system, documents and verification

  • Electronic system. The Central Government provides an electronic system on the Ministry's portal.
  • Documents. The applicant fills in the form, verifies and signs it, and files electronically with: a photograph, proof of identity, proof of residence, a Board resolution proposing his appointment as director in an existing company, and a specimen signature duly verified.
  • Signing and verification (clause (b)). The form is signed and submitted using the applicant's own digital signature certificate and is verified digitally by a company secretary in full time employment of the company, or by the managing director, director, CEO or CFO of the company in which the applicant is intended to be appointed.

Rule 9(4): a person without a last name

If a person does not have a last name, his or her father's or grandfather's surname is mentioned in the last name field, with a declaration in Form DIR-3A.

Rule 10: allotment

Sub-ruleWhat it says
10(1)On submission of DIR-3 on the portal and payment of the fees online, the system automatically generates an application number. A proviso says no application number is generated where the applicant is a national of a country sharing a land border with India, unless necessary security clearance from the Ministry of Home Affairs is attached
10(2)The Central Government processes the application, decides on approval or rejection and communicates it, with the DIN in case of approval, by post, electronically or otherwise within one month from the receipt of the application
10(3)If the application is defective or incomplete, the defect is placed on the website and emailed, and the applicant must rectify it by resubmitting within fifteen days
10(3) provisosThe Government (a) rejects the application and directs a fresh one if the defect has been rectified only partially or information is still defective; (b) labels it invalid in the electronic record if defects are not removed in time; and (c) informs the applicant
10(4)On rejection or invalidation, the fee paid is neither refunded nor adjusted against any other application
10(5)DINs allotted before the commencement of the rules are deemed allotted under them
10(6)A DIN is valid for the life-time of the applicant and shall not be allotted to any other person

The 2022 proviso to rule 10(1) is the land-border security clearance. The earlier concept of a "provisional DIN" no longer appears in the text; the system now generates an application number.

Rule 10A: intimating the DIN to the company

Two obligations are set out:

  1. Directors in office on or before 30 June 2007. Every director functioning as a director in one or more companies on or before 30 June 2007 and who has not yet intimated his DIN to the company or companies must, within one month of receipt of the DIN from the Central Government, intimate it to every company where he is a director, in Form DIR-3B.
  2. Company's intimation to the Registrar. The company's intimation of the DINs of its directors under section 157 of the Act must be furnished in Form DIR-3C within fifteen days of receipt of intimation under section 156.

Section 153 onwards of the Act deal with the DIN itself; see our post on sections 153 to 159 of the Companies Act, 2013.

The process in a table

StageWhoTime limit as printed
File DIR-3 with documents and Board resolutionApplicant, verified by the company's officerBefore appointment
Application number generatedSystemOn submission and online fee payment
Decision and DIN communicatedCentral GovernmentWithin one month of receipt
Rectify defectsApplicantWithin fifteen days of the notice
Intimate DIN to company (old directors)DirectorWithin one month of receipt of DIN
Company's DIR-3CCompanyWithin fifteen days of intimation

A worked example

Triveni Logistics Limited plans to appoint Ms. Sanya Verma, who has no DIN. The Board passes a resolution proposing her appointment. Sanya fills DIR-3, attaches her photograph, identity and residence proofs, the resolution and a specimen signature, signs with her own digital signature and her company secretary on full time employment verifies it digitally. The portal generates an application number once the fee is paid. The Government decides within one month. If the portal flags a defect, she resubmits within fifteen days; if she corrects it only partly, the application is rejected and the fee is not refunded. One DIN, for life, belongs only to her; see our article on one person, one DIN.

For the practical steps, our guide to filing Form DIR-3 is a companion, and the next rules cover cancellation, surrender and DIR-6.

Need help with a DIN?

An application returned for a defect costs time and, once invalid, the fee. Our DIN allotment team can prepare the DIR-3, arrange the verification and follow the application to allotment.

Key takeaways

  • DIR-3 is filed by a person to be appointed in an existing company, with a Board resolution and own digital signature, verified by the company's officer.
  • A maximum of three proposed directors can be taken through INC-32 (SPICe).
  • The Central Government decides within one month; defects must be fixed within fifteen days.
  • A rejected or invalid application's fee is not refunded or adjusted.
  • A DIN is for life and unique; old directors intimate it by DIR-3B, and the company files DIR-3C within fifteen days.

Read next

Disclaimer: Based on the Companies Act, 2013 rules (and the Companies (Auditor's Report) Order, 2020) named above as consolidated in the MCA e-book (consulted on 3 October 2026), with the later notifications the article names. Later amendments, fees, forms and the Companies Act, 2013 provisions referred to should be checked. This article is general information, not legal advice; check the official text before acting.

Quick recapKey facts & short answers

Key Facts About Rules 9

  • Applies in: All states across India, under the relevant central law.
  • Mode: Mostly online via the official government portal.
  • Typical timeline: Ranges from a few days to a few weeks depending on the case.
  • Non-compliance: May attract penalties, interest or late fees.
  • Expert help: TaxClue completes the entire process end to end for you.

Who files Form DIR-3?

An applicant who intends to be appointed as a director of an existing company, electronically, with the fees in the Registration Offices and Fees Rules.

Who verifies the form?

A company secretary in full time employment of the company, or the managing director, a director, the CEO or the CFO of the company in which the applicant is to be appointed.

Ask the question before you sign — it is always cheaper than asking it afterwards.

— TaxClue Compliance Desk

Rules 9: a key compliance topic in Indian tax and corporate law that businesses and individuals must understand to remain compliant.

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Vikas Sharma Tax & Compliance Expert at TaxClue

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Disclaimer: This article is for general informational purposes only and does not constitute professional tax, legal or financial advice. Laws, rates and due dates change and can vary by individual case — always verify with the relevant government source (e.g. mca.gov.in, incometax.gov.in) or consult a qualified professional before acting. TaxClue accepts no liability for decisions taken based on this content.

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Questions, answered

Short, direct answers to the 7 questions readers ask most on this topic.

An applicant who intends to be appointed as a director of an existing company, electronically, with the fees in the Registration Offices and Fees Rules.

A company secretary in full time employment of the company, or the managing director, a director, the CEO or the CFO of the company in which the applicant is to be appointed.

The Central Government decides and communicates within one month from the receipt of the application.

The defect is placed on the website and emailed; the applicant must resubmit within fifteen days. If not removed in time, the application is labelled invalid.

No. On rejection or invalidation the fee is neither refunded nor adjusted with any other application.

For the life-time of the applicant, and it cannot be allotted to anyone else.

The declaration form used when a person has no last name and a father's or grandfather's surname is used.