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Share Certificate Signing Under Rule 5: With and Without a Seal

Two directors and the secretary where there is a seal; two directors, or a director and the company secretary, where there is not.

Vikas Sharma Tax & Compliance Expert
4 min read 1 views Updated Sep 11, 2026 Expert Reviewed High Complexity
Share Certificate Signing Under Rule 5: With and Without a Seal
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Last updated: September 2026Verified against: Government sources
Quick Answer

Two directors and the secretary where there is a seal; two directors, or a director and the company secretary, where there is not.

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The share certificate signing requirements

As per Section 46 of the CA, 2013, read with Rule 5(3) of the Companies (Share Capital and Debentures) Rule, 2014, a share certificate can be signed in the following manner:

Company other than OPC:

  • If a company has a common seal, the share certificate is required to be signed by two Directors and Secretary or any person authorized by the Board for the purpose.
  • If a company does not have a common seal, then the share certificates shall be signed by two directors or a Director and the Company Secretary, where the company has appointed a Company Secretary.

OPC:

  • If a company has a common seal, the share certificate is required to be signed by one Director or a person authorized by the Board of Directors of the company and Secretary or any other person authorized by the Board for the purpose.
Why share certificate signing changes according to whether there is a seal

Under section 46 a share certificate is prima facie evidence of the title of the person named in it. It is the document a shareholder produces to prove ownership, presents on a transfer, and lodges to claim a dividend or a rights entitlement. A forged or improperly issued certificate can put a person on the register who never paid for the shares.

So the authentication has to be robust — and historically two things supplied it: the common seal, held in secure custody and applied under authority, and the signatures of the officers.

Once the Companies (Amendment) Act, 2015 made the seal optional, one of the two authenticating elements could disappear. The rule adjusts so the certificate does not become easier to issue improperly.

With a seal: two Directors and Secretary or any person authorized by the Board. The seal is present, so the signature requirement supplements it.

Without a seal: two directors or a Director and the Company Secretary. Still two signatories — the requirement of a second pair of eyes is preserved, because the seal is no longer there to provide independent evidence that the issue was authorised.

The point in both cases is that no single person can issue a share certificate alone. That is the safeguard, and it survives the disappearance of the seal.

The OPC variation reflects that such a company may have a single director. Requiring two directors would make it impossible to issue a certificate at all, so the rule accepts one director together with the secretary or another authorised person — retaining two signatories where the company's structure allows it.

Share certificate signing: who signs

CompanyWith a common sealWithout a common seal
Company other than OPCTwo directors and the secretary or a person authorised by the BoardTwo directors, or a director and the company secretary
OPCOne director or a person authorised by the Board, and the secretary or other authorised personAs prescribed by the rule for a company without a seal

Practical points

  1. Establish whether the company has a common seal before settling the signing block.
  2. Where a person authorised by the Board signs, record the authority by resolution.
  3. Use Form SH-1 and keep the certificate register aligned with the register of members.
  4. Issue within the period the Act prescribes after allotment or transfer.
  5. Do not allow a single officer to sign alone.

Common mistakes

  • Carrying over a share certificate signing block designed for a seal the company no longer has.
  • Having one director sign alone in a company with more than one director.
  • Treating a board authorisation as unnecessary where an authorised person signs.
  • Issuing certificates that do not match the register of members.

Key Facts About Share Certificate Signing

  • Applies in: All states across India, under the relevant central law.
  • Mode: Mostly online via the official government portal.
  • Typical timeline: Ranges from a few days to a few weeks depending on the case.
  • Non-compliance: May attract penalties, interest or late fees.
  • Expert help: TaxClue completes the entire process end to end for you.

Who signs a share certificate where the company has a common seal?

Under section 46 read with rule 5(3) of the Companies (Share Capital and Debentures) Rules, 2014, the certificate is required to be signed by two directors and the secretary or any person authorised by the Board for the purpose.

And where the company has no common seal?

The share certificate shall be signed by two directors, or by a director and the company secretary where the company has appointed a company secretary.

Over 90% of compliance penalties in India arise from missed due dates — timely handling can save businesses thousands of rupees each year.

— TaxClue Compliance Desk

Share Certificate Signing: a key compliance topic in Indian tax and corporate law that businesses and individuals must understand to remain compliant.

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Frequently Asked Questions
Who signs a share certificate where the company has a common seal?
Under section 46 read with rule 5(3) of the Companies (Share Capital and Debentures) Rules, 2014, the certificate is required to be signed by two directors and the secretary or any person authorised by the Board for the purpose.
And where the company has no common seal?
The share certificate shall be signed by two directors, or by a director and the company secretary where the company has appointed a company secretary.
How does a one person company sign?
Where it has a common seal, by one director or a person authorised by the Board, and the secretary or other person authorised by the Board.
Why does the requirement change with the seal?
Because the seal was itself an authentication; without it, the signatures alone must carry that function.
What is the legal effect of a share certificate?
Under section 46 it is prima facie evidence of the title of the person to the shares specified in it.
What form is prescribed?
Form SH-1.
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Vikas Sharma VERIFIED EXPERT
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Experienced in company registration, GST, trademark, and compliance. Helping Indian businesses stay compliant.
Disclaimer: This article is for general informational purposes only and does not constitute professional tax, legal or financial advice. Laws, rates and due dates change and can vary by individual case — always verify with the relevant government source (e.g. mca.gov.in, incometax.gov.in) or consult a qualified professional before acting. TaxClue accepts no liability for decisions taken based on this content.

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