Search: stock brokers
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October 2026
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SEBIStock brokers must display SEBI’s investor awareness messages on websites from 5 October and on trading apps from 1 November 2026
Websites from 5 Oct 2026Action neededUnder Project Jagrook, SEBI has directed all stock brokers to prominently display the investor awareness messages it shares. Websites must carry them from 5 October 2026 and on the landing page from 1 November 2026. On trading apps the display is voluntary till 31 October and mandatory from 1 November 2026, on alternate days with the Risk disclosures.
September 2026
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SEBISEBI extends Samuhik Prativedan Manch common reporting platform to clearing members who are also stock brokers; first phase proposed from 30 September 2026
14 reports, one platformNew facilitySEBI, in consultation with Clearing Corporations, is extending the Samuhik Prativedan Manch — the common reporting platform for stock brokers — to members of Clearing Corporations who are also stock brokers. The first phase, proposed from 30 September 2026, covers 14 compliance reports, about 60% of their reporting requirements. Around 1066 clearing members stand to benefit.
August 2026
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SEBIOnline Bond Platform Providers may now offer 54EC / section 85 capital-gains bonds and IFSCA-regulated products; compliance officer rule changed
54EC bonds on bond platformsReliefSEBI has widened what Online Bond Platform Providers can offer. From 14 August 2026 they may offer bonds issued under section 54EC of the Income Tax Act, 1961 or section 85 of the Income-tax Act, 2025, and products regulated by IFSCA, each with labelling and disclaimer conditions. The compliance officer is now to be appointed as per the Stock Brokers Regulations, 2026 in place of a Company Secretary.
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SEBISEBI to carry out about one-third as many inspections of brokers, DPs, IAs and RAs in FY 2026-27; repetitive annual inspections of compliant entities discontinued
Inspections cut to one-thirdNew facilitySEBI has adopted an enhanced approach to inspecting market intermediaries from FY 2026-27. Its targeted number of inspections of stock brokers, DPs, IAs and RAs is rationalised to approximately one-third of the previous year. Repetitive annual comprehensive inspections of compliant entities, especially QSBs, are being discontinued, and entities are shortlisted quarterly on risk parameters.
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